Skills Guide

Regulatory Reporting

VerifiedSafe

Generate and validate regulatory reports (MiFID II, Form 13F, etc.) for compliance. Provides a dashboard with deadlines and allows generating, validating, and submitting reports to regulators.

Download and use
Sby Skills Guide Bot
Data & AIIntermediate
6/2/2026
Claude Code
#regulatory-reporting#compliance#sec-filings#mifid

Recommended for

Claude CodeData scientistData & analysis

Automated summary

Generates and validates regulatory reports for financial compliance requirements (MiFID II, Form 13F, etc.).

Strengths

  • Automates complex report creation with built-in validation
  • Supports multiple report types and regulators
  • Displays a dashboard of deadlines and recent submissions

Limitations

  • Requires prior setup of data sources and reference data
  • Does not handle direct submission to regulators for all report types
  • Validation is limited to schema and required field checks
When to use it

Use this skill to generate periodic regulatory reports (quarterly, annual, daily) and validate them for compliance before submission.

When not to use it

Do not use for ad hoc non-standardized reports or if you lack access to the necessary transaction/position data.

Security analysis

Safe
Quality score90/100

This skill does not execute any commands, access the network, or perform destructive operations. It only describes formatting and validation steps for regulatory reports, with no risk of data exfiltration or system compromise.

No concerns found

How this analysis is made

Examples

Generate Form 13F
/reporting 13f
View reporting schedule
/reporting --schedule
Validate a report
/reporting --validate 13f

name: reporting description: Generate regulatory reports (MiFID II, Form 13F, etc.) argument-hint: "[13f|mifid|car|--schedule|--validate]"

Regulatory Reporting

Generate and validate regulatory reports for compliance requirements.

Usage

  • /reporting - Show reporting schedule and status
  • /reporting 13f - Generate Form 13F (SEC)
  • /reporting mifid - Generate MiFID II transaction reports
  • /reporting car - Generate Consolidated Audit Report
  • /reporting --schedule - View reporting calendar
  • /reporting --validate 13f - Validate report before submission

Report Types

| Report | Regulator | Frequency | Deadline | |--------|-----------|-----------|----------| | Form 13F | SEC | Quarterly | 45 days after quarter | | Form ADV | SEC | Annual | 90 days after fiscal year | | MiFID II | ESMA | Daily | T+1 | | CAT | FINRA | Daily | 8:00 AM ET | | Form PF | SEC | Quarterly | 60 days after quarter | | EMIR | ESMA | Daily | T+1 |

Instructions

When this skill is invoked:

  1. Parse arguments:

    • No args: Show reporting dashboard
    • Report type: Generate specific report
    • --schedule: Show upcoming deadlines
    • --validate: Validate without submitting
    • --submit: Submit to regulator (if supported)

  2. Display reporting dashboard:

    Regulatory Reporting Dashboard
═══════════════════════════════════════════════════════════

UPCOMING DEADLINES
─────────────────────────────────────────────────────────
Report      Period      Deadline        Status
─────────────────────────────────────────────────────────
MiFID II    2024-01-19  2024-01-20      ✓ Submitted
CAT         2024-01-19  2024-01-20      ⏳ Generating
Form 13F    Q4 2023     2024-02-14      📋 Due in 25 days
Form ADV    FY 2023     2024-03-31      📋 Due in 70 days

RECENT SUBMISSIONS
─────────────────────────────────────────────────────────
2024-01-19  MiFID II    ✓ Accepted      1,247 transactions
2024-01-18  MiFID II    ✓ Accepted      1,089 transactions
2024-01-18  CAT         ✓ Accepted      2,341 events

  3. For Form 13F:

    Form 13F Generation - Q4 2023
═══════════════════════════════════════════════════════════

Reporting threshold: $100M AUM ✓ ($1.2B)

Holdings Summary:
─────────────────────────────────────────────────────────
Total positions: 145
Total value: $1,247,350,000
Reportable securities: 142

Top Holdings:
─────────────────────────────────────────────────────────
CUSIP        Name              Shares      Value
037833100    Apple Inc         50,000      $9,625,000
594918104    Microsoft Corp    35,000      $13,160,000
02079K107    Alphabet Inc      20,000      $2,800,000

Validation: ✓ All CUSIPs valid
Output: reports/13f_Q4_2023.xml

  4. For MiFID II:

    • Generate ARM-compliant transaction reports
    • Include all required fields (65+ fields)
    • Validate LEI codes
    • Check instrument identifiers

  5. For --validate:

    • Run schema validation
    • Check required fields
    • Validate reference data
    • Simulate submission

  6. Report generation steps:

    1. Extract relevant transactions/positions
    2. Enrich with reference data
    3. Format per regulatory schema
    4. Validate completeness
    5. Generate submission file
    6. Log for audit trail

From the file to a first result

The download contains exactly the content displayed on this page. This copy may differ from the latest version in the source repository.

View the source and supporting files

This download contains SKILL.md only. Any scripts, references, templates and dependencies are not included. Get the required files from the source, preserving their directory structure, before continuing.

1. Download the file

Download SKILL.md

From the root of a test project, save the file as .skill-downloads/regulatory-reporting-mmio71i8/SKILL.md, or use the command below. This folder is for inspecting the skill before installation.

Command for macOS/Linux or WSL: requires a POSIX shell and curl. On Windows without WSL, use the download button and create the folder manually.

mkdir -p '.skill-downloads/regulatory-reporting-mmio71i8' && curl --fail --show-error --location 'https://skills-guides.com/api/skills/regulatory-reporting-mmio71i8/download' --output '.skill-downloads/regulatory-reporting-mmio71i8/SKILL.md.part' && mv '.skill-downloads/regulatory-reporting-mmio71i8/SKILL.md.part' '.skill-downloads/regulatory-reporting-mmio71i8/SKILL.md'

2. Check prerequisites

Read SKILL.md before using it. If it references scripts or external services, inspect them and prepare the required access in your test environment.

No recognized prerequisites section in this file. This does not mean it is self-contained: libraries, tools and access requirements may be mentioned elsewhere in the content or source repository.

The platforms on this page are catalog indications. The paths below follow tool documentation; they do not prove this skill has been run in those tools. No minimum tool version is confirmed for this listing.

3. Load the skill

After inspection, copy the complete folder into your project using one of the commands below, then open a new tool session. The command stops if a folder with the same name already exists: compare the files before replacing it.

Claude Code
test -f '.skill-downloads/regulatory-reporting-mmio71i8/SKILL.md' && test -s '.skill-downloads/regulatory-reporting-mmio71i8/SKILL.md' && mkdir -p '.claude/skills' && test ! -e '.claude/skills/reporting' && cp -R '.skill-downloads/regulatory-reporting-mmio71i8' '.claude/skills/reporting'

OpenSkills

OpenSkills must already be installed. The local install/read procedure is checked with OpenSkills 1.5.0, which requires Node.js ≥ 20.6.0. Catalog slugs are not resolved automatically.

Official OpenSkills installation
openskills install './.skill-downloads/regulatory-reporting-mmio71i8'

openskills read 'regulatory-reporting-mmio71i8'

Reading should display the installed file content and its base directory. It does not run the skill or install its dependencies.

For an agent that reads AGENTS.md, then sync the index. This command changes AGENTS.md: review the diff before using it.

openskills sync

Manual method or another tool: attach SKILL.md to a conversation, or open it in an agent that can read files. Include any required supporting resources. No universal folder is recognized by every tool.

4. Try a first task

Use a short, synthetic input: an API endpoint, a small document or an interface brief. In a new conversation, attach the file or give the agent its path, then adapt this request:

Read .skill-downloads/regulatory-reporting-mmio71i8/SKILL.md and apply its instructions to this example: [describe a test input]. Identify any missing files, dependencies or access. Produce the result requested by the skill without inventing data or running unreviewed scripts.

Expected result: output matching the skill instructions, or a precise list of missing prerequisites. A read confirmation alone does not validate a first use. If an external resource is unavailable, that path remains untested.

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