name: reporting description: Generate regulatory reports (MiFID II, Form 13F, etc.) argument-hint: "[13f|mifid|car|--schedule|--validate]"

Regulatory Reporting

Generate and validate regulatory reports for compliance requirements.

Usage

• /reporting - Show reporting schedule and status
• /reporting 13f - Generate Form 13F (SEC)
• /reporting mifid - Generate MiFID II transaction reports
• /reporting car - Generate Consolidated Audit Report
• /reporting --schedule - View reporting calendar
• /reporting --validate 13f - Validate report before submission

Report Types

| Report | Regulator | Frequency | Deadline | |--------|-----------|-----------|----------| | Form 13F | SEC | Quarterly | 45 days after quarter | | Form ADV | SEC | Annual | 90 days after fiscal year | | MiFID II | ESMA | Daily | T+1 | | CAT | FINRA | Daily | 8:00 AM ET | | Form PF | SEC | Quarterly | 60 days after quarter | | EMIR | ESMA | Daily | T+1 |

Instructions

When this skill is invoked:

1. Parse arguments:

   • No args: Show reporting dashboard
   • Report type: Generate specific report
   • --schedule: Show upcoming deadlines
   • --validate: Validate without submitting
   • --submit: Submit to regulator (if supported)

2. Display reporting dashboard:

   Regulatory Reporting Dashboard
   ═══════════════════════════════════════════════════════════
   
   UPCOMING DEADLINES
   ─────────────────────────────────────────────────────────
   Report      Period      Deadline        Status
   ─────────────────────────────────────────────────────────
   MiFID II    2024-01-19  2024-01-20      ✓ Submitted
   CAT         2024-01-19  2024-01-20      ⏳ Generating
   Form 13F    Q4 2023     2024-02-14      📋 Due in 25 days
   Form ADV    FY 2023     2024-03-31      📋 Due in 70 days
   
   RECENT SUBMISSIONS
   ─────────────────────────────────────────────────────────
   2024-01-19  MiFID II    ✓ Accepted      1,247 transactions
   2024-01-18  MiFID II    ✓ Accepted      1,089 transactions
   2024-01-18  CAT         ✓ Accepted      2,341 events
   

3. For Form 13F:

   Form 13F Generation - Q4 2023
   ═══════════════════════════════════════════════════════════
   
   Reporting threshold: $100M AUM ✓ ($1.2B)
   
   Holdings Summary:
   ─────────────────────────────────────────────────────────
   Total positions: 145
   Total value: $1,247,350,000
   Reportable securities: 142
   
   Top Holdings:
   ─────────────────────────────────────────────────────────
   CUSIP        Name              Shares      Value
   037833100    Apple Inc         50,000      $9,625,000
   594918104    Microsoft Corp    35,000      $13,160,000
   02079K107    Alphabet Inc      20,000      $2,800,000
   
   Validation: ✓ All CUSIPs valid
   Output: reports/13f_Q4_2023.xml
   

4. For MiFID II:

   • Generate ARM-compliant transaction reports
   • Include all required fields (65+ fields)
   • Validate LEI codes
   • Check instrument identifiers

5. For --validate:

   • Run schema validation
   • Check required fields
   • Validate reference data
   • Simulate submission

6. Report generation steps:

   1. Extract relevant transactions/positions
   2. Enrich with reference data
   3. Format per regulatory schema
   4. Validate completeness
   5. Generate submission file
   6. Log for audit trail